SEC Division of Examinations: 2024 Priorities
Articles, research and insights.
Article - 14 minutes read
Are you sure about your bonus pay?
With the approaching Brexit, The Netherlands is positioning itself as an alternative for British financial institutions.
Article - 8 minutes read
Stock market: Robo Advisors Performance & Consequences
The outbreak and rapid proliferation of the coronavirus pandemic rattled global financial markets in the first quarter of 2020.
Article - 4 minutes read
Hong Kong Regulatory Overview and Update - Second half of 2014
Following on from the liberalization of cross-border movements of capital, Hong Kong continues to evolve its regulations with regards to the banking and securities commission: specifically to remain aligned to international standards.
Article - 5 minutes read
Economic Capital in the light of Basel II 2nd pillar requirements
Established by the Bank for International Settlement through the Basel committee on banking supervision, Basel II 2nd Pillar directives on Supervisory Review were designed primarily to make sure that banks estimate their equity needs as accurately as possible, taking into account their risk profile.
Article - 11 minutes read
The Biggest Cybersecurity Threats of 2017: The Need to Prepare
There has been a change in how companies across the globe do business.
Article - 4 minutes read
CVA calculation: the Basel Committee is re-opening the discussion
The third Basel Accord, Basel III, is the latest in a line of regulations introduced by the Basel Committee for Banking Supervision (BCBS) to combat the misconduct in the financial system.