Recycling Batteries
Publications
Articles, research and insights.
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Article - 5 minutes read
EMIR vs. Dodd-Frank: Distinct, Yet Closely Related
Since the publication of the Technical Standards at the end of 2012, market participants have started tailoring their projects and action plans in order to comply with EMIR's requirements.
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Article - 3 minutes read
VIRTUAL BANKING - OVERVIEW OF THE CURRENT LANDSCAPE
HKMA has issued a revised guideline in February 2018 on Authorization of Virtual Banks, setting out principles that the HKMA will consider when authorizing virtual banks to conduct business in Hong Kong.
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Article - 3 minutes read
SWIFT Customer Security Program (CSP) Requirements
SWIFT has established the Customer Security Program to support its customers in the fight against cyber-fraud targeting their SWIFT-related infrastructure.
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Article - 5 minutes read
When FINRA asks to speak to your Supervisor…
FINRA requires all broker-dealers to have a supervisory framework in place that is “reasonably designed” to comply with applicable rules and regulations.
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Article - 7 minutes read
OCC Guidance on Third Party Risk Management Practices
In June, the OCC updated their guidance on third party risk management to address the growing number of bank-fintech relationships.
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Article - 9 minutes read
CRYPTOCURRENCY REGULATION - LEGALITY, TRENDS & ANALYSIS
Over 2017, cryptocurrencies – such as Bitcoin, Ethereum, Ripple, etc. – have undergone historical growth in market capitalisation and price (e.g. Bitcoin price has raised 13 times over 2017, according to www.coindesk.com ).