Control Room of the Future
Publications
Articles, research and insights.
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Article 9 minutes read
Driving Accuracy for Sanctions Screening
What is the key to test and measure the effectiveness of your Sanctions Screening system?
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Research and Report 1 minute read
NY DFS: Part 504 Observations & Recommendations
Since the implementation, in January 2017, of the New York State Department of Financial Services (“DFS”) Part 504 Banking Division Transaction Monitoring and Filtering Program Requirements and Certification ("Part 504"), Sia Partners has observed how banks have been working to comply with it.
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Article 9 minutes read
EU-wide guarantees for bank depositors: European Deposit Insurance Scheme
Almost 10 years after the start of the financial crisis that resulted in bank runs and the failure of several European banks and left millions of Europeans with empty deposits, the European Union has found an EU-wide solution to tackle future financial shocks and to protect deposits of citizens.
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Article 8 minutes read
Surge in sanctions increases need for compliance services
During President Trump’s administration, the US has seen a surge of sanctions against various nations, entities and individuals.
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Article 3 minutes read
SMCR compliance for solo-regulated firms
The Senior Managers and Certification Regime (SMCR) rollout is continuing, with solo-regulated firms falling under its scope from 9 December 2019.
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Article 6 minutes read
Re-visiting the ECB's 3-year Long Term Refinancing Operations
Bank & trust