SEC Division of Examinations 2024 Examination…
![Man signing a paper](/sites/default/files/styles/thumbnail_260x140_/public/article/cover_picture/2024-09/iStock-956243400.png?itok=ukF3QdRj)
Articles, research and insights.
Article - 11 minutes read
Money Transmitter Registration And Licensing: U.S. Cryptocurrency Entities
The U.S., cryptocurrency entities are Money Transmitters, which are a category of Money Services Businesses (MSBs). This paper addresses regulatory requirements for cryptocurrency MSBs, covered by the Financial Crimes Enforcement Network (FinCEN) and state-level agencies.
Article - 5 minutes read
Special Purpose Acquisition Companies (SPACs) – Boom and Bust?
What is a SPAC? Volumes of these deals have exploded in 2020 and into 2021, potentially bringing lots of new early-stage companies to market. How do these deals work? What are the deal economics, and what are the implications of this boom?
Article - 5 minutes read
Department Of Labor: Prohibited Transactions Exemption For Fiduciary Advice
A new advice model For ERISA accounts; find out what has changed and which changes to anticipate in this article.
Article - 3 minutes read
How to Optimize ROI from Cloud and Reduce Software License Costs
Cloud Services were born with a “Pay as you go” (PAYG) Business model, purchasing just the needed services with “zero waste of resources”. To reduce the global costs associated with PAYG, many companies decided to opt for long-term commitments instead of the existing pricing model.
Event 11 Mar 2021
Integrating AI to Optimise Business Decisions
The Association is delighted to have welcomed change management consultants at Sia Partners, on March 11, for a virtual event centred on Artificial Intelligence and how it can be used to optimise business decisions.
Article - 6 minutes read
How Does the Digital Customer Journey Compare in the Insurance Sector
A Benchmark of the Digital Customer Journey in Insurance when using a Smartphone.