SEC Division of Examinations: 2024 Priorities
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Articles, research and insights.
Article - 7 minutes read
Interview with Marine Boris - Head of Innovation & Partnerships at AXA x China Region
November 28th, 2016 | Hong Kong.
Article - 6 minutes read
Interview with Belinda Au - Chief Distribution and Marketing Officer at Sun Life
When it comes to distribution, insurers choose various strategies to stay ahead from the competition.
Article - 21 minutes read
Liquidity Risk Challenges faced by Chinese Banks
Liquidity risk management is a key factor in a bank’s ability to remain stable during economic downturns.
Article - 6 minutes read
RING-FENCING: The Challenges Facing UK Banks
What is the purpose of the new ring-fencing rules and what do they include?
Article - 3 minutes read
AI to optimize Compliance activities
In the context of increasing compliance challenges, AI and RegReview facilitate and accelerate regulatory monitoring and compliance.
Article - 9 minutes read
NYDFS Part 500 Cybersecurity Regulation Lessons Learned
After more than a year and a half implementing NYDFS Part 500’s requirements, this paper describes some of the lessons learned from the market. Additionally, these lessons have also been shared by many of our contacts who responded to a survey on the topic.