Publications

Article 24 Mar 2022 - 8 minutes read

Data Management Compliance: The Right to Audit

Data audits are a point of contention for businesses and auditors alike. Financial institutions believe they can harm businesses, while auditors believe that they expose significant risks. We look into how they can work together effectively to achieve compliance.

Article 19 Aug 2021 - 5 minutes read

How The Secure Act 2.0 Could Change Retirement Planning

The Secure Act 2.0 builds on the Setting Every Community Up for Retirement Enhancement Act that came into effect January 1, 2020. Proposed provisions are being considered by Congress to further promote retirement plan savings. Here we assess key changes wealth management firms should consider.

Article 02 Apr 2021 - 9 minutes read

Business Process Outsourcing in Wealth Management

Top trends impacting broker dealers’ decisions to outsource back and middle office operations, and key benefits and considerations of partnering with third party vendors

Article 30 Mar 2021 - 7 minutes read

How Will Goals-Based Investing Boost your Business?

Goals-based Investing is increasingly popular in the financial industry. Aligning investment strategies with life goals has created a unique blend for investors and servicers. The differentiation from traditional investing measures provides benefits to the investor and service provider alike.

Article 24 Mar 2021 - 9 minutes read

Digital Wealth Management: Staying Ahead of the Competition

Once thought of as a nice-to-have platform functionality, Digital Wealth Management has evolved to such an extent that finding an efficient and effective method of combining human advice with digital tools is a crucial aspect of a firm’s capability in the advisory space.

Article 07 Dec 2020 - 6 minutes read

Wealth Management: Offerings for Sustained Growth

How a shift away from the traditional brokerage model will force firms to explore non-traditional products and services.