Publications

Article 26 Oct 2022 5 minutes read

Digital Wealth Management Tools and Transformation

As wealth management firms invest in the digitization of tools and applications, there is an opportunity for firms to increase efficiencies and improve profitability for their advisors and the clients they serve.

Article 25 Oct 2022 5 minutes read

Middle Office Outsourcing for Mid-Sized Asset Managers

What are the benefits and challenges of Middle Office Outsourcing?

Article 20 Oct 2022 5 minutes read

Digital Client Engagement & A Segmented Approach

Today’s Wealth Management firms and advisors must not only adapt to a linearly changing client engagement model but adopt methodologies and technology to accommodate a wide variety of client preferences.

Article 24 Mar 2022 8 minutes read

Data Management Compliance: The Right to Audit

Data audits are a point of contention for businesses and auditors alike. Financial institutions believe they can harm businesses, while auditors believe that they expose significant risks. We look into how they can work together effectively to achieve compliance.

Article 19 Aug 2021 5 minutes read

How The Secure Act 2.0 Could Change Retirement Planning

The Secure Act 2.0 builds on the Setting Every Community Up for Retirement Enhancement Act that came into effect January 1, 2020. Proposed provisions are being considered by Congress to further promote retirement plan savings. Here we assess key changes wealth management firms should consider.

Article 02 Apr 2021 9 minutes read

Business Process Outsourcing in Wealth Management

Top trends impacting broker dealers’ decisions to outsource back and middle office operations, and key benefits and considerations of partnering with third party vendors