Sia Partners APAC Personal Data Privacy and…
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Articles, research and insights.
Article - 8 minutes read
Gifting Best Practices: ‘Tis the Season to Remain Compliant
Unfortunately, due to COVID-19, firms are operating in uncharted waters in more ways than one. While many of the “normal” things we are used to, such as gift giving, look very different this year, it is still important to remain compliant with all applicable rules and regulations.
Article - 6 minutes read
Are recent FATF updates affecting your customers’ risk ratings?
The FATF’s Jurisdictions under Increased Monitoring list is used as a reference for Money Laundering risk by financial institutions all over the world. In this article, we explore its latest update.
Article - 6 minutes read
Wealth Management: Offerings for Sustained Growth
How a shift away from the traditional brokerage model will force firms to explore non-traditional products and services.
Article - 5 minutes read
Now is the time to reimagine planning, budgeting, and forecasting
The current climate of increased uncertainty and volatility is pressing the case to take a fresh look at planning, budgeting and forecasting.
Article - 10 minutes read
Broker-Dealer Regulatory Briefing Q3 2020
Despite the COVID-19 pandemic disturbing many normal processes in 2020, regulators have adapted and continued their enforcement activity throughout the year. In this article, we’ve covered key SEC and FINRA enforcement trends observed in the third quarter of the year.
Research and Report - 2 minutes read
Strong Resilience of ESG Funds during the COVID crisis
What role did ESG criteria play in the market crisis context of the first half of 2020?